Philip C. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Charles Gilbert, who also goes by Phil Gilbert, Philip Charles Gilbert, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2003. Philip had worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2004 - August 1, 2022
P & M CORPORATE FINANCE, LLC
April 28, 2003 - June 18, 2004
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
P & M CORPORATE FINANCE, LLC
CRD#: 129624 / SEC#: , 8-66239
Contact information
FINRA licenses (47 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PMCF HOLDING COMPANY, LLC | OWNER | |
| BARBER, PAMELA JOY | CFO | 5489840 |
| BARBER, PAMELA JOY | PFO, POO, FINOP | 5489840 |
| HART, JOHN DANIEL | MANAGING DIRECTOR, TREASURER AND SECRETARY, BOARD MEMBER | 4967611 |
| JAMISON, MATTHEW GORDON | MANAGING DIRECTOR, BOARD MEMBER, PRESIDENT | 4644597 |
| MD HOLDCO, LLC | MANAGING MEMBER | |
| P & M HOLDING GROUP, LLP | PARENT MEMBER | |
| VIRKUS, BRADLEY WILLIAM | BOARD MEMBER | 6826649 |
| WAGNER, JOSEPH DONALD | MANAGING DIRECTOR, BOARD MEMBER | 4749753 |
| WISNIEWSKI, CAROLINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1463513 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
