Kenneth W. Cooley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Wallace Cooley, who also goes by Ken Cooley, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2003. Kenneth had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2017 - January 12, 2018
HARVEST INTERESTS, LLC
May 19, 2003 - November 1, 2019
CDK REALTY ADVISORS, LP
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
HARVEST INTERESTS, LLC
CRD#: 284658 / SEC#: 801-108768
Contact information
Red Flags
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