Gregory R. St. John

ST. JOHN & ASSOCIATES

ROSWELL, GA 30076

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CRD#: 4644685

Professional summary

Gregory Richard St. John is a registered financial advisor currently at ST. JOHN & ASSOCIATES, INC. located in Roswell, Georgia.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Gregory has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Richard St. John's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2003 - Present

ST. JOHN & ASSOCIATES, INC.

Office #1: 500 Sun Valley Drive, Suite D-3, Roswell, GA 30076

RIA

CRD#: 124778

ROSWELL, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ST. JOHN & ASSOCIATES, INC.

CRD#: 124778 / SEC#: 801-121426

RIA

Registered Investment Advisory firm - (6/11/2021 Approved)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/13/2023)

IAR

Georgia
(3/26/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ST. JOHN & ASSOCIATES, INC.

CRD#: 124778 / SEC#: 801-121426

RIA

Registered Investment Advisory firm - (6/11/2021 Approved)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

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Contact information

Main Address

500 Sun Valley Drive Suite D-3 & D-4, Roswell, GA 30076-1441

Mailing Address

Phone number

(770) 642-7631

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PT II BROCHURE- MAY 2025 UPDATE (10/30/2025)

ADV BROCHURE OCTOBER 2025 UPDATE (10/30/2025)

2025 ADV PT II BROCHURE (5/22/2025)

Regulatory assets under management

Total Number of Accounts	675
AUM (Assets Under Management)	$ 116,089,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory R. St. John

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Richard St. John's CRS (Customer Relationship Summary).

Certified licenses

Experience

ST. JOHN & ASSOCIATES, INC.

Primary Firm SEC Registration

ST. JOHN & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Current Firm

ST. JOHN & ASSOCIATES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ST. JOHN & ASSOCIATES, INC.

TRUST BUT VERIFY

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