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KW

Keith A. Wile

Some features on this profile are disabled
CRD#: 4644652
KW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith Allan Wile, who also goes by Keith A. Wile, Keith Wile, was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 2003. Keith had worked at 8 firms and has passed the Series 66, Series 52TO, Series 6TO, SIE, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Keith A. Wile | Keith Wile

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 22, 2025 - January 21, 2026

ALLIANCE-ONE INVESTMENTS, LLC

BD
CRD#: 286025
TULSA, OK
Past

September 7, 2022 - July 8, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Milwaukee, WI
Past

August 18, 2022 - July 8, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Milwaukee, WI
Past

August 2, 2016 - October 22, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Columbus, OH
Past

August 1, 2016 - October 22, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Columbus, OH
Past

October 1, 2012 - June 26, 2015

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
COLUMBUS, OH
Past

October 1, 2012 - June 26, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
COLUMBUS, OH
Past

May 22, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
COLUMBUS, OH
Past

May 22, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
COLUMBUS, OH
Past

August 1, 2008 - May 22, 2012

NATIONWIDE SECURITIES, LLC

RIA
CRD#: 11173
DUBLIN, OH
Past

July 24, 2008 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA
CRD#: 4082
DUBLIN, OH
Past

October 29, 2007 - May 22, 2012

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
DUBLIN, OH
Past

September 4, 2003 - February 2, 2004

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
PORTLAND, ME
Past

May 21, 2003 - July 24, 2003

WADDELL & REED

RIA
CRD#: 866
DUBLIN, OH
Past

May 19, 2003 - July 24, 2003

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/17/2003
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/10/2008
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/21/2008
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/7/2007
General Securities Principal Examination

Current Firm

AI
ALLIANCE-ONE INVESTMENTS, LLC
ALLIANCE-ONE INVESTMENTS, LLC

CRD#: 286025 / SEC#: , 8-69868

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
4000 N Mingo Rd, Tulsa, OK 74116
Mailing Address
4000 N Mingo Rd, Tulsa, OK 74116
Phone number
(918) 281-1820
Established
Delaware since 10/20/2016
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIANCE-ONE HOLDINGS, LLCSOLE MEMBER
ARBO, WILLIAM CHARLESCEO/CHIEF FINANCIAL OFFICER1773016
TOOMEY, JAY ALANCHIEF COMPLIANCE OFFICER2514959

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIANCE-ONE INVESTMENTS, LLC

CRD#: 286025

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