William T. Gaskins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Terry Gaskins, who also goes by William Terry Moon, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 2003. William had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2012 - December 31, 2013
LEGACY INVESTMENTS
January 5, 2012 - September 21, 2012
PURSHE KAPLAN STERLING INVESTMENTS
December 15, 2011 - March 16, 2012
NAV WEALTH MANAGEMENT CORP.
September 27, 2007 - September 23, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 30, 2007 - September 23, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 9, 2006 - February 12, 2007
ECHOTRADE LLC
May 19, 2005 - July 8, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 27, 2004 - September 10, 2004
EQUITABLE ADVISORS, LLC
October 21, 2003 - August 16, 2004
MONY SECURITIES CORPORATION
October 9, 2003 - August 16, 2004
MONY SECURITIES CORPORATION
August 4, 2003 - October 6, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGACY INVESTMENTS
CRD#: 164202 / SEC#:
Contact information
Red Flags
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