Holst C. Beall

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CRD#: 4644560

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Holst Clay Beall JR., who also goes by Holst Clay Beall, was a registered financial professional .

Holst is a previously registered financial professional and started their career in finance in 2003. Holst had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Holst Clay Beall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 16, 2003 - January 12, 2015

BEALL FINANCIAL PLANNING, INC.

RIA

CRD#: 125697

MACON, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

BEALL FINANCIAL PLANNING, INC.

CRD#: 125697 / SEC#:

Alabama

Registered Investment Advisory firm - (3/28/2017 Terminated)

Florida

Registered Investment Advisory firm - (7/22/2015 Approved)

Georgia

Registered Investment Advisory firm - (1/12/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

596 Byars Dr., Macon, GA 31210

Mailing Address

P.o. Box 53501, Macon, GA 31208

Phone number

(478) 743-9023

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	214
AUM (Assets Under Management)	$ 20,497,712

Red Flags

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