Robert A. Glass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert A Glass, who also goes by Robert .a. Glass, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2005. Robert had worked at 4 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2016 - March 8, 2021
EG MARKET TECHNOLOGIES LLC
September 19, 2008 - December 9, 2008
NEUBERGER BERMAN BD LLC
November 27, 2007 - September 24, 2008
LEHMAN BROTHERS INC.
April 13, 2005 - March 23, 2006
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EG MARKET TECHNOLOGIES LLC
CRD#: 174487 / SEC#: , 8-69574
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
