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Robert A Glass

CRD# 4644337·Registered 2005 - 2021
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert A Glass, who also goes by Robert .a. Glass, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2005 - 2021. Robert had worked at 4 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert .a. Glass

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

EG MARKET TECHNOLOGIES LLC·CRD# 174487
BD
New York, NY
August 5, 2016 - March 8, 2021
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
New York, NY
September 19, 2008 - December 9, 2008
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 27, 2007 - September 24, 2008
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
April 13, 2005 - March 23, 2006

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Current Firm

EM
EG MARKET TECHNOLOGIES LLC

EG FINANCIAL PRODUCTS LLC | EG MARKET TECHNOLOGIES LLC

CRD#: 174487 / SEC#: 8-69574
BD
Terminated by SEC on 03/05/2021

Contact Information

Established

Delaware since 12/10/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
EGMT HOLDINGS LLCSOLE MEMBER—
GLASS, ROBERT ACHIEF FINANCIAL OFFICER / FINOP/ MANAGEMENT COMMITTEE4644337
KRONEMER, BARRY JACOBCHIEF COMPLIANCE OFFICER / MANAGEMENT COMMITTEE1419206

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2005About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2016About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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