James P. Russell

REHMANN WEALTH

Stuart, FL 34994

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CRD#: 4644298

Professional summary

James Patrick Russell, CFP®, who also goes by James P. Russell, is a registered financial advisor currently at REHMANN WEALTH located in Stuart, Florida and REHMANN FINANCIAL NETWORK, LLC located in Jupiter, Florida.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. James has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P. Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REHMANN INSURANCE GROUP POSITION: FINANCIAL ADVISOR NATURE: SALES OF FIXED INSURANCE PRODUCTS INVESTMENT RELATED: YES NUMBER OF HOURS: 40 INVESTMENT RELATED HOURS: 35 START DATE: 02/02/2014 ADDRESS: 5800 GRATIOT, STE 201, SAGINAW MI 48605 DESCRIPTION: SELLING FIXED INSURANCE PRODUCES TO EXISTING AND PROSPECTIVE CLIENTS. 2. REHMANN CAPITAL ADVISORY GROUP POSITION: FINANCIAL ADVISOR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2017 ADDRESS: 4086 Legacy Parkway, Lansing MI 48911 DESCRIPTION: INVESTMENT AND FINANCIAL PLANNING THROUGH THE RIA 3. REHMANN FINANCIAL NETWORK LLC - ADDRESS: 4086 Legacy Parkway, Lansing MI 48911 INVESTMENT RELATED: YES - POSITION: REGISTERED REP - HOURS PER MONTH: 40 - SECURITIES HOURS PER MONTH: 40 DUTIES: ACTING AS A REGISTERED REP THROUGH THE BROKER DEALER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

September 22, 2017 - Present

REHMANN WEALTH

Office #1: 800 Se Monterey Commons Blvd. Suite 102, Stuart, FL 34994Office #2: 500 University Blvd. Suite 215, Jupiter, FL 33458

RIA

CRD#: 123047

Stuart, FL

Current

May 7, 2019 - Present

REHMANN FINANCIAL NETWORK, LLC

Office #1: 500 University Blvd. Suite 215, Jupiter, FL 33458Office #2: 800 Se Monterey Commons Blvd. Suite 102, Stuart, FL 34996

CRD#: 165027

Jupiter, FL

Past

January 24, 2017 - December 31, 2017

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027

LANSING, MI

Past

January 10, 2014 - December 31, 2017

OSAIC WEALTH, INC.

CRD#: 23131

LATHRUP VILLAGE, MI

Past

December 11, 2009 - January 17, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

BLOOMFIELD HILLS, MI

Past

December 11, 2009 - January 17, 2014

LPL FINANCIAL LLC

CRD#: 6413

BLOOMFIELD HILLS, MI

Past

September 28, 2009 - November 30, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FLINT, MI

Past

August 20, 2009 - November 30, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FLINT, MI

Past

August 15, 2008 - August 24, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

AUBURN HILLS, MI

Past

October 1, 2007 - August 1, 2008

TRIAD ADVISORS LLC

CRD#: 25803

TROY, MI

Past

February 14, 2005 - October 2, 2007

MUTUAL SERVICE CORPORATION

CRD#: 4806

TROY, MI

Past

May 14, 2003 - February 15, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/19/2020)

IAR

Florida
(8/12/2020)

IAR

Michigan
(9/22/2017)

Michigan
(5/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/22/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/15/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

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Contact information

Main Address

4086 Legacy Parkway, Lansing, MI 48911-4261

Mailing Address

Phone number

(517) 316-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 RCAG PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,238
AUM (Assets Under Management)	$ 4,270,170,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

REHMANN FINANCIAL NETWORK, LLC

REHMANN FINANCIAL NETWORK, LLC

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CETERA WEALTH SERVICES, LLC

TRIAD ADVISORS LLC

MUTUAL SERVICE CORPORATION

EDWARD JONES

Primary Firm SEC Registration

REHMANN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2017

Series 66

Date: 9/22/2009

Series 63

Date: 5/15/2003

SIE

Date: 12/31/2017

Series 7

Date: 5/12/2003

FINRA

Current Firm

REHMANN WEALTH

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REHMANN WEALTH

TRUST BUT VERIFY

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