RA
Randy J. Anderson
TRACTION FINANCIAL PARTNERS
Littleton, CO 80127
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CRD#: 4644115
RA
Professional summary
Randy John Anderson, CFP®, who also goes by Randy J Anderson, is a registered financial advisor currently at TRACTION FINANCIAL PARTNERS located in Littleton, Colorado and LPL FINANCIAL LLC located in Littleton, Colorado.
Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Randy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy J Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 08/2023 / RBB Advisors, LLC / Business Entity For Tax/Investment Purposes Only / Noninvestment Related / 1 HR MNTH / 1 Time Spnt Prcnt / start date 7/8/2013 2- 08/2023 / RJ Anderson Financial, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / start date 11/15/2006 3- 08/22/2023 - Traction Financial Partners, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 08/02/2023 - 160 Hours Per Month/ 7.5 Hours During Trading - Time Spent 100% - I provide investment advisory services through Traction Financial Partners, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 08/22/2023 - Traction Financial Partners - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/02/2023 - 60 Hours Per Month/ 15 Hours During Trading - Time Spent 50% - I provide investment advisory services through Traction Financial Partners, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- Arapahoe Community College Foundation: Not Investment related; Non-profit organization; Chair of the Board of Directors; Littleton, CO; 0 hours during trading
CRS (Client Relationship Summary) - RIA
Click below to view Randy John Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 6, 2023 - Present
TRACTION FINANCIAL PARTNERS
Office #1: 8321 S. Sangre De Cristo Road Suite 102, Littleton, CO 80127RIA
CRD#: 315215
Littleton, CO
Current
August 15, 2023 - Present
LPL FINANCIAL LLC
Office #1: 8321 Sangre De Cristo Rd Ste 102, Littleton, CO 80127RIA
BD
CRD#: 6413
LITTLETON, CO
Past
July 9, 2015 - August 11, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ENGLEWOOD, CO
Past
September 16, 2008 - August 11, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ENGLEWOOD, CO
Past
December 1, 2006 - September 23, 2008
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
DENVER, CO
Past
March 11, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
DENVER, CO
Past
June 12, 2003 - March 16, 2005
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRACTION FINANCIAL PARTNERS
TRACTION FINANCIAL PARTNERS | TRACTION FINANCIAL PARTNERS, LLC
CRD#: 315215 / SEC#: 801-121892
RIA
Registered Investment Advisory firm - (7/28/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/15/2023)
RR
Arkansas(8/15/2023)
RR
California(8/15/2023)
IAR
Colorado(8/6/2023)
RR
Colorado(8/15/2023)
RR
Missouri(8/15/2023)
RR
New Hampshire(8/15/2023)
RR
Oregon(8/15/2023)
RR
Tennessee(11/13/2024)
RR
Texas(8/15/2023)
RR
Wyoming(8/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRACTION FINANCIAL PARTNERS
TRACTION FINANCIAL PARTNERS | TRACTION FINANCIAL PARTNERS, LLC
CRD#: 315215 / SEC#: 801-121892
RIA
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Contact information
Main Address
168 County Road 648, Encampment, WY 82325-1028
Mailing Address
Phone number
(307) 672-9738
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 262,778,783 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
