Richard A. Seeley

PINNEY & SCOFIELD

Cambridge, MA 02138-4922

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CRD#: 4643930

Professional summary

Richard Anthony Seeley, CFP®, who also goes by Richard A. Seeley, is a registered financial advisor currently at PINNEY & SCOFIELD, INC. located in Cambridge, Massachusetts.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard A. Seeley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Anthony Seeley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

July 29, 2013 - Present

PINNEY & SCOFIELD, INC.

Office #1: 22 Hilliard Street, Cambridge, MA 02138-4922

RIA

CRD#: 105365

Cambridge, MA

Past

December 8, 2009 - July 19, 2013

WS SECURITIES INC

RIA

CRD#: 106910

LENOX, MA

Past

December 8, 2009 - July 19, 2013

ARC INVESTMENT PLANNING & MANAGEMENT INC

RIA

CRD#: 126355

LENOX, MA

Past

August 19, 2004 - December 2, 2009

AMERICAN INVESTMENT SERVICES INC

RIA

CRD#: 110043

GREAT BARRINGTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNEY & SCOFIELD, INC.

PINNEY & SCOFIELD | PINNEY & SCOFIELD, INC.

CRD#: 105365 / SEC#: 801-23657

RIA

Registered Investment Advisory firm - (3/28/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/29/2013)

IAR

Texas
(11/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2002

Uniform Investment Adviser Law Examination

Current Firm

PINNEY & SCOFIELD, INC.

PINNEY & SCOFIELD | PINNEY & SCOFIELD, INC.

CRD#: 105365 / SEC#: 801-23657

RIA

Registered Investment Advisory firm - (3/28/1985 Approved)

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Contact information

Main Address

22 Hilliard Street, Cambridge, MA 02138-4922

Mailing Address

Phone number

(617) 492-6223

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,268
AUM (Assets Under Management)	$ 749,004,478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Seeley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Anthony Seeley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNEY & SCOFIELD, INC.

WS SECURITIES INC

ARC INVESTMENT PLANNING & MANAGEMENT INC

AMERICAN INVESTMENT SERVICES INC

Primary Firm SEC Registration

PINNEY & SCOFIELD, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2002

Current Firm

PINNEY & SCOFIELD, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNEY & SCOFIELD, INC.

TRUST BUT VERIFY

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