Timothy J. Ekas
Professional summary
Timothy J Ekas, who also goes by Timothy James Ekas Mr., Timothy James Ekas, Timothy James Ekes, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Pittsburgh, Pennsylvania.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2003. Timothy has worked at 5 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy J Ekas's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 225 West Station Square Drive Suite 300, Pittsburgh, PA 15219May 9, 2014 - November 3, 2021
EAGLE STRATEGIES LLC
March 18, 2014 - November 3, 2021
NYLIFE SECURITIES LLC
March 4, 2011 - April 26, 2012
FIFTH THIRD SECURITIES, INC.
March 4, 2011 - April 26, 2012
FIFTH THIRD SECURITIES, INC.
February 19, 2009 - February 3, 2011
NATIONWIDE SECURITIES, LLC
February 18, 2009 - February 3, 2011
NATIONWIDE SECURITIES, LLC
April 7, 2003 - January 8, 2009
SUNSET FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2024)
Exams
Series 6TO
Date: 7/6/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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