Mark D. O'keefe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Douglas O'keefe was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2005. Mark had worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2005 - February 27, 2017
NEWBURY STREET CAPITAL LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 4/29/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NEWBURY STREET CAPITAL LIMITED PARTNERSHIP
CRD#: 32240 / SEC#: , 8-45673
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIN, SAMUEL EUGENE JR | CHIEF COMPLIANCE OFFICER, CEO, MANAGING DIRECTOR | 820123 |
| KATZ, ROBERT GARY | MANAGING DIRECTOR | 1757493 |
| O'KEEFE, MARK DOUGLAS | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, FINOP | 4643378 |
| DAHL, SUSAN E | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | 1784216 |
| NEWBURY STREET CAPITAL, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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