Michael B. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Benjamin Jones, who also goes by Ben Jones, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2017 - December 31, 2017
QUEST CAPITAL STRATEGIES, INC.
September 9, 2015 - October 27, 2015
STATE FARM VP MANAGEMENT CORP.
May 5, 2011 - November 4, 2013
COLORADO FINANCIAL SERVICE CORPORATION
February 4, 2008 - May 12, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 1, 2008 - May 12, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 4, 2007 - January 14, 2008
WORLD GROUP SECURITIES, INC.
August 11, 2005 - June 12, 2006
MONEY MANAGEMENT CONCEPTS INC.
January 21, 2005 - June 23, 2006
M HOLDINGS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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