Julio C. Pompa-sinohui

COPPELL ADVISORY SOLUTIONS LLC

Stockton, CA 95215

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CRD#: 4643149

Professional summary

Julio C Pompa-sinohui, who also goes by Julio C Pompa Sinohui, Julio Cesar Pompa-sinohui, is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Stockton, California.

Julio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Julio has worked at 3 firms and has passed the Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julio C Pompa Sinohui | Julio Cesar Pompa-Sinohui

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Julio Pompa-Sinohui, Investment Related, Stockton, CA, Real Estate Agent, Start Date:03/2020, approx. 40 hours/month with 40 hours/month during securities trading hours, active real estate agent. 2.) Julio Pompa-Sinohui, Investment Related, Stockton, CA, Insurance Agent, Start Date:09/2002, approx. 160 hours/month with 160 hours/month during securities trading hours, active lines of authority in Accident & Health and Life, Casualty, Property, and Variable.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julio C Pompa-sinohui's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2021 - Present

COPPELL ADVISORY SOLUTIONS LLC

Office #1: 3244 Brookside Rd Suite 140, Stockton, CA 95215

RIA

CRD#: 156549

Stockton, CA

Past

September 1, 2010 - April 8, 2011

PFS INVESTMENTS INC.

CRD#: 10111

SACRAMENTO, CA

Past

January 16, 2008 - December 23, 2009

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ELK GROVE, CA

Past

September 6, 2004 - December 20, 2007

PFS INVESTMENTS INC.

CRD#: 10111

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/3/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/28/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

CRD#: 156549 / SEC#: 801-72171

RIA

Registered Investment Advisory firm - (2/28/2011 Approved)

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Contact information

Main Address

9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019

Mailing Address

Phone number

(817) 888-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FORM ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,334
AUM (Assets Under Management)	$ 1,077,958,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Julio C. Pompa-sinohui

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julio C Pompa-sinohui's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPPELL ADVISORY SOLUTIONS LLC

PFS INVESTMENTS INC.

GUARANTY BROKERAGE SERVICES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/14/2005

Series 6

Date: 9/3/2004

Series 26

Date: 4/28/2006

Current Firm

COPPELL ADVISORY SOLUTIONS LLC

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPELL ADVISORY SOLUTIONS LLC

TRUST BUT VERIFY

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