John S. Weymouth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Stanley Weymouth was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 8 firms and has passed the Series 63, Series 3, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2007 - January 30, 2009
INVESTMENT SECURITY CORPORATION
April 23, 2001 - December 31, 2004
SANTA BARBARA SECURITIES, INC.
June 28, 2000 - March 12, 2007
MUTUAL SECURITIES, INC.
April 25, 2000 - December 31, 2023
SANTA BARBARA ADVISORS, INC.
December 31, 1980 - June 29, 2000
SANTA BARBARA SECURITIES, INC.
January 31, 1980 - March 17, 1986
UBS FINANCIAL SERVICES INC.
November 14, 1972 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
November 1, 1972 - November 14, 1972
BLYTH & CO., INC.
July 29, 1970 - November 9, 1972
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/6/1967
Registered Representative ExaminationCurrent Firm
INVESTMENT SECURITY CORPORATION
CRD#: 47536 / SEC#: , 8-51832
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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