Mauricio Flores Lobeira

PROALTUS USA

CARMEL, IN

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CRD#: 4643004

Professional summary

Mauricio Flores Lobeira is a registered financial advisor currently at PROALTUS USA located in Carmel, Indiana.

Mauricio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mauricio has worked at 3 firms and has passed the Series 65, Series 63, Series 66, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TERRA GOSLING LLC - NON-INVESTMENT-RELATED. 8350 ASHLAND WAY, THE WOODLANDS, TX 77382. REAL ESTATE DEVELOPMENT PROJECT. LIMITED PARTNER (PASSIVE INVESTMENT) SINCE 06/14/2016. 2) TRONIC INVESTMENTS LLC - INVESTMENT-RELATED. 2499 S. CAPITAL OF TEXAS HWY, SUITE A103, AUSTIN, TX 78746. FINANCIAL CONSULTING. OWNER. SINCE 04/13/2020. 100 HRS/MONTH. FINANCIAL CONSULTING FOR NON-US INDIVIDUALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio Flores Lobeira's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2021 - Present

PROALTUS USA

RIA

CRD#: 310955

CARMEL, IN

Past

July 12, 2011 - January 8, 2014

INVEX, LLC.

CRD#: 30032

CORAL GABLES, FL

Past

April 8, 2003 - July 15, 2005

FINTEGRA, LLC

CRD#: 16741

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROALTUS USA

PROALTUS USA | PROALTUS USA INC.

CRD#: 310955 / SEC#: 801-119784

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/9/2021)

IAR

Texas
(9/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/2/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/11/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/13/2012

Registered Options Principal Examination

Current Firm

PROALTUS USA

PROALTUS USA | PROALTUS USA INC.

CRD#: 310955 / SEC#: 801-119784

RIA

Registered Investment Advisory firm - (11/12/2020 Approved)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(857) 334-1921

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROALTUS USA INC. ADV PART 2A 2B (9/18/2025)

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 505,799,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mauricio Flores Lobeira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio Flores Lobeira's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVEX, LLC.

FINTEGRA, LLC

Primary Firm SEC Registration

PROALTUS USA

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2021

Series 63

Date: 8/8/2011

Series 66

Date: 5/2/2003

Series 7

Date: 7/11/2011

Series 4

Date: 11/13/2012

Current Firm

PROALTUS USA

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROALTUS USA

TRUST BUT VERIFY

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