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RP

Robert J. Pace

RJ PACE FINANCIAL
PEORIA, AZ
Some features on this profile are disabled
CRD#: 4642848
RP

Professional summary


Robert John Pace JR., who also goes by Robert John Pace Jr, is a registered financial advisor currently at RJ PACE FINANCIAL located in Peoria, Arizona.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Robert has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Robert John Pace Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Robert John Pace JR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 29, 2003 - Present

RJ PACE FINANCIAL

RIA
CRD#: 125676
PEORIA, AZ
Past

June 11, 2010 - November 18, 2011

VESTORY, LLC

RIA
CRD#: 151858
SCOTTSDALE, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(4/29/2003)
IAR
California
(1/14/2008)
IAR
Pennsylvania
(3/7/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/7/2003
Uniform Investment Adviser Law Examination

Current Firm


RP
RJ PACE FINANCIAL
RJ PACE FINANCIAL | RJ PACE FINANCIAL, LLC

CRD#: 125676 / SEC#:

Arizona
Registered Investment Advisory firm - (4/29/2003 Approved)
California
Registered Investment Advisory firm - (1/14/2008 Approved)
Pennsylvania
Registered Investment Advisory firm - (3/7/2019 Approved)
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Contact information


Main Address
Peoria, AZ
Mailing Address
P.o. Box 10-394, Glendale, AZ 85318-0394
Phone number
(623) 566-1924
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts25
AUM (Assets Under Management)$ 7,150,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RJ PACE FINANCIAL

CRD#: 125676Peoria, AZ

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