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Cynthia Quezada Sixtos

CRD# 4642844·Registered 2012 - 2015
Previously Registered: Being a previously registered professional could mean that Cynthia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cynthia Quezada Sixtos, who also goes by Cindy Quezada, Cynthia Quezada, was a registered financial advisor. Cynthia was a previously registered financial professional and started their career in finance 2012 - 2015. Cynthia had worked at 1 firm and has passed the SIE and Series 99 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cindy Quezada, Cynthia Quezada

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

FUND SERVICES ADVISORS, INC. (FSA)·CRD# 30862
BD
Los Angeles, CA
September 14, 2012 - October 30, 2015

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Current Firm

FS
FUND SERVICES ADVISORS, INC. (FSA)

FSA | FUND SERVICES ADVISORS, INC. (FSA) | FUND SERVICES ADVISORS, INC.

CRD#: 30862 / SEC#: 8-45223
BD
Terminated by SEC on 01/03/2016

Contact Information

Established

California since 09/24/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BLX ACQUISITION CORP.OWNER—
CREGER, MARK JOHNCHIEF COMPLIANCE OFFICER/DESIGNATED PRINCIPAL2835709
KUMMER, NANCY DFINOP4435754

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 99 — Operations Professional Examination

Passed Sep 2012About the Series 99 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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