CS

Cynthia Q. Sixtos

Some features on this profile are disabled
CRD#: 4642844
CS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cynthia Quezada Sixtos, who also goes by Cindy Quezada, Cynthia Quezada, was a registered financial professional .

Cynthia is a previously registered financial professional and started their career in finance in 2012. Cynthia had worked at 1 firm and has passed the SIE and Series 99 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cindy Quezada | Cynthia Quezada

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 14, 2012 - October 30, 2015

FUND SERVICES ADVISORS, INC. (FSA)

BD
CRD#: 30862
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
General Industry/Product Exam
RR
Series 99
Date: 9/13/2012
Operations Professional Examination

Current Firm


FS
FUND SERVICES ADVISORS, INC. (FSA)
FSA | FUND SERVICES ADVISORS, INC. (FSA) | FUND SERVICES ADVISORS, INC.

CRD#: 30862 / SEC#: , 8-45223

BD
Terminated by SEC on 01/03/2016
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
California since 09/24/1992
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BLX ACQUISITION CORP.OWNER
CREGER, MARK JOHNCHIEF COMPLIANCE OFFICER/DESIGNATED PRINCIPAL2835709
KUMMER, NANCY DFINOP4435754

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FUND SERVICES ADVISORS, INC. (FSA)

CRD#: 30862

TRUST BUT VERIFY

Monitor Cynthia Sixtos

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.