Timothy L. Dillow
Professional summary
Timothy Louis Dillow, CFP® is a registered financial advisor currently at DILLOW WEALTH MANAGEMENT LLC located in Oakbrook, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Timothy has worked at 11 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Louis Dillow's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
April 9, 2021 - Present
DILLOW WEALTH MANAGEMENT LLC
Office #1: 700 Commerce Drive Suite 170, Oakbrook, IL 60523October 19, 2020 - March 24, 2021
LPL FINANCIAL LLC
August 24, 2018 - August 27, 2018
LPL FINANCIAL LLC
July 20, 2018 - April 30, 2021
LEELYN SMITH, LLC
July 20, 2018 - March 24, 2021
LPL FINANCIAL LLC
November 4, 2011 - August 1, 2018
UBS FINANCIAL SERVICES INC.
November 4, 2011 - August 1, 2018
UBS FINANCIAL SERVICES INC.
June 1, 2009 - November 9, 2011
MORGAN STANLEY
June 1, 2009 - November 9, 2011
MORGAN STANLEY
February 2, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 12, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 11, 2005 - October 10, 2005
ALLSPRING FUNDS DISTRIBUTOR, LLC
January 18, 2005 - April 11, 2005
STRONG INVESTMENTS, INC.
November 10, 2003 - October 1, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 2003 - October 1, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 7, 2003 - October 9, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 25, 2003 - October 9, 2003
IDS LIFE INSURANCE COMPANY
April 25, 2003 - October 9, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
DILLOW WEALTH MANAGEMENT LLC
CRD#: 313192 / SEC#: 801-120686
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/9/2021)
(4/9/2021)
Exams
Current Firm
DILLOW WEALTH MANAGEMENT LLC
CRD#: 313192 / SEC#: 801-120686
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 143 |
| AUM (Assets Under Management) | $ 221,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/30/2024 | ||
| 09/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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