Morris B. Wexler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morris Benjamin Wexler, who also goes by Morris B Wexler, was a registered financial professional .
Morris is a previously registered financial professional and started their career in finance in 1965. Morris had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1997 - February 22, 2023
ATLANTIC FINANCIAL SERVICES, INC.
March 5, 1975 - January 17, 1989
THE PIONEER GROUP, INC.
October 1, 1965 - January 17, 2023
ATLANTIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 1/15/1959
Registered Representative ExaminationCurrent Firm
ATLANTIC FINANCIAL SERVICES, INC.
CRD#: 121258 / SEC#: 801-120736
Contact information
Regulatory assets under management
| Total Number of Accounts | 625 |
| AUM (Assets Under Management) | $ 140,659,844 |
Red Flags
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