Vincent T. Difusco

TUBLIN - DIFUSCO ADVISORS

Baldwin, NY

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CRD#: 4642592

Professional summary

Vincent Thomas Difusco is a registered financial advisor currently at TUBLIN - DIFUSCO ADVISORS INC. located in Baldwin, New York.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Vincent has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Thomas Difusco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2021 - Present

TUBLIN - DIFUSCO ADVISORS INC.

RIA

CRD#: 125801

Baldwin, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T-

TUBLIN - DIFUSCO ADVISORS INC.

CRD#: 125801 / SEC#: 801-68024

RIA

Registered Investment Advisory firm - (6/15/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

T-

TUBLIN - DIFUSCO ADVISORS INC.

CRD#: 125801 / SEC#: 801-68024

RIA

Registered Investment Advisory firm - (6/15/2007 Approved)

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Contact information

Main Address

Baldwin, NY

Mailing Address

Phone number

(516) 623-2862

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TUBLIN - DIFUSCO ADVISORS INC. (3/28/2025)

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 121,068,534

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent T. Difusco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Thomas Difusco's CRS (Customer Relationship Summary).

Certified licenses

Experience

TUBLIN - DIFUSCO ADVISORS INC.

Primary Firm SEC Registration

TUBLIN - DIFUSCO ADVISORS INC.

State Registrations and Notice Filings

Exams

Current Firm

TUBLIN - DIFUSCO ADVISORS INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TUBLIN - DIFUSCO ADVISORS INC.

TRUST BUT VERIFY

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