Paul A. Manese

RCX CAPITAL GROUP ADVISORS

Aliso Viejo, CA

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CRD#: 4642565

Professional summary

Paul Angelo Manese is a registered financial advisor currently at RCX CAPITAL GROUP ADVISORS, LLC located in Aliso Viejo, California and RCX CAPITAL GROUP, LLC located in Golden, Colorado.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 11 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 22, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Angelo Manese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2019 - Present

RCX CAPITAL GROUP ADVISORS, LLC

RIA

CRD#: 170463

Aliso Viejo, CA

Current

July 24, 2019 - Present

RCX CAPITAL GROUP, LLC

CRD#: 114290

Golden, CO

Past

January 31, 2018 - July 25, 2019

KINGSTONE CAPITAL PARTNERS TEXAS, LLC

RIA

CRD#: 281593

La Jolla, CA

Past

February 10, 2017 - December 31, 2017

KINGSTONE CAPITAL PARTNERS TEXAS, LLC

RIA

CRD#: 281593

La Jolla, CA

Past

November 18, 2016 - July 22, 2019

EMERSON EQUITY LLC

CRD#: 130032

La Jolla, CA

Past

November 5, 2009 - March 22, 2013

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

IRVINE, CA

Past

November 2, 2007 - July 31, 2009

INLAND SECURITIES CORPORATION

CRD#: 15807

OAK BROOK, IL

Past

January 29, 2007 - October 11, 2007

KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

NEWPORT BEACH, CA

Past

August 29, 2006 - January 30, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

NEWPORT BEACH, CA

Past

July 7, 2006 - January 30, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

NEWPORT BEACH, CA

Past

December 20, 2005 - July 18, 2006

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

December 11, 2004 - December 7, 2005

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

July 9, 2003 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/24/2019)

IAR

California
(7/24/2019)

Colorado
(6/3/2020)

Florida
(10/20/2022)

Hawaii
(2/14/2023)

Idaho
(7/26/2021)

Montana
(5/23/2022)

Nevada
(5/12/2021)

New York
(6/21/2022)

Pennsylvania
(6/15/2021)

Texas
(7/30/2019)

Virginia
(3/12/2025)

Washington
(4/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/28/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 11/18/2016

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 7

Date: 8/16/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/7/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RCX CAPITAL GROUP ADVISORS, LLC

COVENANT INVESTMENT CAPITAL, LLC | SILVER PORTAL CAPITAL ADVISORS, LLC | RCX CAPITAL GROUP ADVISORS, LLC

CRD#: 170463 / SEC#: 801-79238

RIA

Registered Investment Advisory firm - (1/9/2015 Terminated)

California

Registered Investment Advisory firm - (1/1/2015 Approved)

North Carolina

Registered Investment Advisory firm - (7/27/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

271 Sleepy Valley Drive, Boone, NC 28607

Mailing Address

Po Box 1151, Boone, NC 28607

Phone number

(858) 232-7007

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul A. Manese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Angelo Manese's CRS (Customer Relationship Summary).

Certified licenses

Experience

RCX CAPITAL GROUP, LLC

KINGSTONE CAPITAL PARTNERS TEXAS, LLC

KINGSTONE CAPITAL PARTNERS TEXAS, LLC

EMERSON EQUITY LLC

REALTY CAPITAL SECURITIES, LLC

INLAND SECURITIES CORPORATION

KBS CAPITAL MARKETS GROUP LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MML DISTRIBUTORS, LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

METLIFE INVESTORS DISTRIBUTION COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2017

Series 63

Date: 12/14/2016

Series 66

Date: 8/28/2006

SIE

Date: 10/1/2018

Series 22

Date: 11/18/2016

Series 7

Date: 8/16/2006

Series 6

Date: 7/7/2003

FINRA

Current Firm

RCX CAPITAL GROUP ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

RCX CAPITAL GROUP ADVISORS, LLC

TRUST BUT VERIFY

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