Erik M. Ranson
Professional summary
Erik Michael Ranson, who also goes by Erik Michael Ranson, Erik Ranson, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in Houston, Texas.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2003. Erik has worked at 13 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Michael Ranson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2025 - Present
PNC CAPITAL MARKETS LLC
Office #1: 2200 Post Oak Blvd., Houston, TX 77056January 25, 2022 - August 15, 2025
FORESIDE FUND SERVICES, LLC
October 23, 2020 - January 14, 2022
CHARTWELL INVESTMENT PARTNERS, LLC
January 14, 2020 - January 14, 2022
CHARTWELL TSC SECURITIES CORP.
February 18, 2016 - December 20, 2019
FORESIDE FUND SERVICES, LLC
October 25, 2013 - January 5, 2016
TOCQUEVILLE SECURITIES L.P.
November 9, 2012 - October 21, 2013
QUASAR DISTRIBUTORS, LLC
April 10, 2012 - November 7, 2012
FBR INVESTMENT SERVICES, INC.
December 3, 2010 - April 5, 2012
FORESIDE FUND SERVICES, LLC
May 6, 2010 - November 30, 2010
WELLS FARGO CLEARING SERVICES, LLC
May 6, 2010 - November 30, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 17, 2006 - June 1, 2009
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - June 1, 2009
FRANKLIN DISTRIBUTORS, LLC
March 28, 2005 - December 2, 2005
LEGG MASON WOOD WALKER, INCORPORATED
March 8, 2005 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
April 30, 2003 - September 12, 2003
METROPOLITAN LIFE INSURANCE COMPANY
April 30, 2003 - September 12, 2003
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2025)
Exams
Series 52TO
Date: 2/6/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
