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WK

Woo Don Kang

LK WEALTH MANAGEMENT
DULUTH, GA
·CRD# 4642415·23 years experience

Professional Summary

Woo Don Kang is a registered financial advisor currently at LK WEALTH MANAGEMENT, LLC located in Duluth, Georgia. Woo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Woo has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

LK WEALTH MANAGEMENT, LLC·CRD# 168378
RIA
Duluth, GA
July 9, 2013 - Present
BCG SECURITIES, INC.·CRD# 70
RIA
Duluth, GA
November 27, 2012 - August 1, 2013
BCG SECURITIES, INC.·CRD# 70
BD
Duluth, GA
November 23, 2012 - August 1, 2013
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Atlanta, GA
November 15, 2006 - October 31, 2012
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
Atlanta, GA
March 24, 2003 - July 9, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Atlanta, GA
March 24, 2003 - October 31, 2012

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Current Firm

LW
LK WEALTH MANAGEMENT, LLC

LK INVESTMENT | LK WEALTH MANAGEMENT, LLC

CRD#: 168378
Georgia
Registered Investment Advisory firm - Georgia (7/9/2013 Approved)

Contact Information

Main Address

Duluth, GA

Phone Number

(770) 931-8608

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

45

AUM (Assets Under Management)

$18,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(7/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2003About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Woo Don Kang's CRS (Customer Relationship Summary).

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