RP
Ryan G. Pavicic
CETERA INVESTMENT ADVISERS LLC
PARMA, OH 44134
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CRD#: 4642401
RP
Professional summary
Ryan Glenn Pavicic is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Parma, Ohio and CETERA ADVISORS LLC located in Parma, Ohio.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Ryan has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.PAVICIC FAMILY LLC, 5296 STATE RD, PARMA, OH 44134, TAX PREPARATION, 100% OWNER, 10HR/WK, $50,000. 2. FIXED INSURANCE SALES. 3. NAME OF OTHER BUSINESS: FRC FINANCIAL; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX PREPARATION ; START DATE: 07/2017 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES PREPARE PERSONAL AND SMALL BUSINESS TAX RETURNS;
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Glenn Pavicic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1440 Rockside Rd Ste 324, Parma, OH 44134RIA
CRD#: 105644
PARMA, OH
Current
July 20, 2005 - Present
CETERA ADVISORS LLC
Office #1: 1440 Rockside Rd Ste 324, Parma, OH 44134BD
CRD#: 10299
Parma, OH
Past
December 7, 2005 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
ROCKY RIVER, OH
Past
June 16, 2003 - May 17, 2005
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/21/2008)
RR
Colorado(10/6/2020)
RR
Florida(11/6/2014)
RR
Indiana(6/20/2024)
RR
Michigan(1/5/2021)
RR
Missouri(6/19/2015)
RR
New York(10/14/2015)
RR
North Carolina(10/27/2016)
RR
Ohio(7/21/2005)
IAR
Ohio(3/21/2024)
RR
South Carolina(4/26/2022)
RR
Texas(11/22/2022)
IAR
Texas(3/21/2024)
RR
Virginia(11/20/2013)
RR
West Virginia(5/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
