Jesus M. Beltran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesus Manuel Beltran, who also goes by Jess M Beltran, Jesse M Beltran, was a registered financial professional .
Jesus is a previously registered financial professional and started their career in finance in 2003. Jesus had worked at 16 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2025 - January 13, 2026
PURSHE KAPLAN STERLING INVESTMENTS
April 22, 2025 - January 28, 2026
SEASIDE WEALTH MANAGEMENT, INC.
April 27, 2021 - May 14, 2024
PRINCIPAL SECURITIES, INC.
April 26, 2021 - May 14, 2024
PRINCIPAL SECURITIES, INC.
November 12, 2020 - April 8, 2021
CETERA INVESTMENT ADVISERS LLC
November 14, 2019 - April 8, 2021
CETERA INVESTMENT SERVICES LLC
November 14, 2019 - April 8, 2021
CETERA FINANCIAL SPECIALISTS LLC
August 2, 2019 - April 8, 2021
CETERA ADVISORS LLC
April 30, 2019 - April 8, 2021
CETERA ADVISORS LLC
July 16, 2018 - June 3, 2020
CETERA WEALTH SERVICES, LLC
November 28, 2017 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
May 9, 2008 - September 25, 2009
GREENBOOK INVESTMENT MANAGEMENT, INC.
May 9, 2008 - September 25, 2009
FIRST ALLIED ASSET MANAGEMENT, INC.
June 25, 2007 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
June 22, 2007 - April 8, 2021
FIRST ALLIED SECURITIES, INC.
August 31, 2006 - June 12, 2007
MADISON AVENUE ADVISORS, INC.
August 31, 2006 - June 12, 2007
MADISON AVENUE SECURITIES, LLC
January 11, 2005 - August 23, 2006
INTEGRITY BROKERAGE, LLC
June 5, 2003 - August 23, 2006
INTEGRITY BROKERAGE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
