RL
Rustin J. Leonard
THRIVENT INVESTMENT MANAGEMENT
ANDOVER, KS
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CRD#: 4642314
RL
Professional summary
Rustin Jay Leonard, who also goes by Rusty Jay Leonard, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Andover, Kansas.
Rustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Rustin has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rusty Jay Leonard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PUNCHIN OUT PARKINSONS CENTRAL KANSAS INC POSITION: member NATURE: work with people with Parkinsons to improve health,emotional support,maintain/improve cognitive impairment,maintain/improve physical attributes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS:0 START DATE:10/01/20 ADDRESS:600 E ELM ST,Salina KS 67401 DESCRIPTION: help provide ideas, support the board SALINA GUNS & HOSES POSITION: board member NATURE: this board mainly does fundraisers in the community. they meet time to time to discuss those events. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2020 ADDRESS: 2260 SHALIMAR DR, Salina KS 67401, United States DESCRIPTION: I would provideinput on an event, idea generation, maybe help at the event if/when needed. RUSTIN AND KELLY LEONARD BUSINESS BUILDING POSITION: owner NATURE: I have a separate locked office in this building that I use occasionally when I meet clients in the Clay Center area. I lease part of my commercial office spaces to Clay County General Public Transportation www.facebook.com/claycountygpt. They offer transportation to "clients" in and around the area. They typically go to people and pick them up, not too many come inside the building, if any. They also lease the garage space to park one of their buses inside. We do have separate doors in the building. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/17/2017 ADDRESS: 622 Court St, Clay Center KS 67432, United States DESCRIPTION: I could still add a tenant to the offices but I am not actively looking at this time. The basement is available but open. I maintain the property. I typically will hire out things to be fixed when necessary (HVAC, painting, roof, mowing, snow). BLESSED HOPE FAMILY POSITION: President NATURE: www.blessedhopefamily.org Supporting foster and adoptive families to become stronger. Helping with support groups, a trading post, counseling and personal coaching. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 08/26/2025 ADDRESS: 2632 Highland Ave, Salina KS 67401, United States DESCRIPTION: I will help lead this group, help provide continued purpose, keep them on track in our discussions, brainstorm new and creative ways to serve families. Help grow the organization through additional advocates and supporters of this group.
CRS (Client Relationship Summary) - RIA
Click below to view Rustin Jay Leonard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rustin Jay Leonard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 112 E Iron Ave, Salina, KS 67401RIA
BD
CRD#: 18387
ANDOVER, KS
Current
June 25, 2003 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 112 E Iron Ave, Salina, KS 67401RIA
BD
CRD#: 18387
ANDOVER, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/11/2022)
RR
Kansas(9/12/2003)
IAR
Kansas(6/29/2020)
RR
Missouri(7/17/2009)
RR
Nebraska(1/30/2006)
RR
Oklahoma(4/21/2017)
IAR
Oklahoma(7/1/2020)
RR
Wisconsin(10/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
