David W. Demming

DEMMING FINANCIAL SERVICES

AUROARA, OH 44202

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CRD#: 4642088

Professional summary

David William Demming JR, CFP® is a registered financial advisor currently at DEMMING FINANCIAL SERVICES CORP. located in Auroara, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 2 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Demming JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

April 27, 2006 - Present

DEMMING FINANCIAL SERVICES CORP.

Office #1: 13 New Hudson Road, Auroara, OH 44202

RIA

CRD#: 120106

AUROARA, OH

Past

October 20, 2003 - September 3, 2013

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

AURORA, OH

Past

July 3, 2003 - September 3, 2013

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

FORT ATKINSON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/27/2006)

IAR

Texas
(3/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/1/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/21/2008

General Securities Principal Examination

Current Firm

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

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Contact information

Main Address

13 New Hudson Road, Aurora, OH 44202

Mailing Address

Phone number

(330) 562-2122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	3,228
AUM (Assets Under Management)	$ 675,718,034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Demming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Demming JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEMMING FINANCIAL SERVICES CORP.

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

Primary Firm SEC Registration

DEMMING FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2003

Series 7

Date: 7/1/2003

Series 24

Date: 11/21/2008

Current Firm

DEMMING FINANCIAL SERVICES CORP.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEMMING FINANCIAL SERVICES CORP.

TRUST BUT VERIFY

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