AF
Andrew J. Fama
FAMA FIDUCIARY WEALTH LLC
Rochester, NY 14623
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CRD#: 4641959
AF
Professional summary
Andrew John Fama is a registered financial advisor currently at FAMA FIDUCIARY WEALTH LLC located in Rochester, New York.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LEGAL PRACTICE (attorney): Name of Business: Andrew J. Fama, Attorney NOT investment-related Address: 3445 Winton Place- Suite 242, Rochester, NY 14623 Nature of Business: Law and Legal Advice Position/Title: Owner and Sole Proprietor, no employees Start Date: December, 1980 Hours/Month Devoted to Business: 10-15 hours Hours During Securities Trading Hours: 1-2 (estimated) Duties: Provide Legal Advice REAL ESTATE (Licensed Broker): Name of Business: Andrew J. Fama, Licensed Real Estate Broker NOT investment-related Address: 3445 Winton Place- Suite 242, Rochester, NY 14623 Nature of Business: Real Estate Broker (Licensed) Position/Title: Owner and Sole Proprietor Start Date: January, 1995 (estimated) Hours/Month Devoted to Business: 0-1 hours Hours During Securities Trading Hours: 0 (estimated) Duties: Licensed Real Estate Broker and member of MLS/GRAR-sole proprietor, no employees
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2021 - Present
FAMA FIDUCIARY WEALTH LLC
Office #1: 3445 Winton Place Suite 242, Rochester, NY 14623RIA
CRD#: 125627
Rochester, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FAMA FIDUCIARY WEALTH LLC
ANDREW J. FAMA ASSET MANAGEMENT | FAMA FIDUCIARY WEALTH LLC | DIMENSIONAL WEALTH MANAGEMENT LLC | ANDREW J. FAMA ASSET MANAGEMENT, LLC
CRD#: 125627 / SEC#: 801-78791
RIA
Registered Investment Advisory firm - (11/12/2013 Approved)New York
Registered Investment Advisory firm - (12/20/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(7/8/2021)
Current Firm
FF
FAMA FIDUCIARY WEALTH LLC
ANDREW J. FAMA ASSET MANAGEMENT | FAMA FIDUCIARY WEALTH LLC | DIMENSIONAL WEALTH MANAGEMENT LLC | ANDREW J. FAMA ASSET MANAGEMENT, LLC
CRD#: 125627 / SEC#: 801-78791
RIA
Registered Investment Advisory firm - (11/12/2013 Approved)New York
Registered Investment Advisory firm - (12/20/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3445 Winton Place Suite 242, Rochester, NY 14623
Mailing Address
Phone number
(585) 292-6007
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 213 |
| AUM (Assets Under Management) | $ 88,272,368 |
Red Flags
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Company Information
FAMA FIDUCIARY WEALTH LLC
CRD#: 125627Rochester, NY 14623TRUST BUT VERIFY
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