JC
Jeffrey A. Cody
HORNOR, TOWNSEND & KENT
Springfield, TN 37172
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CRD#: 4641708
JC
Professional summary
Jeffrey Allen Cody, who also goes by Jeffrey Allen Hodde, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Springfield, Tennessee.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Allen Hodde
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: CODY AND ASSOCIATES | POSITION HELD: AGENT | ADDRESS: 719 S MAINT ST, STE 111, SPRINGFIELD, TN 37172 | START DATE: 01/01/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 160 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 719 S MAINT ST, STE 111, SPRINGFIELD, TN 37172 | START DATE: 08/29/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 160 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 3)COLLEGE PLANNING | INVESTMENT RELATED: YES | DBA NAME: COLLEGE PLUS RETIREMENT | POSITION HELD: OWNER | ADDRESS: COMPLETE | START DATE: 08/01/2024 | NATURE OF ACTIVITY: COLLEGE PLANNING | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 160 | DESCRIPTION OF DUTIES: PROVIDE COLLEGE PLANNING SERVICES TO FAMILIES; CONSULTING FAMILIES IN CHOOSING COLLEGES. 4) MEDICAREBACKOFFICE.COM | POSITION: Agent NATURE: Disability/Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/19/2025 | ADDRESS: 719 S MAINT ST, STE 111, SPRINGFIELD, TN 37172 | DESCRIPTION: Medicarebackoffice.com is a medicare specialty firm associated with Senior Market Sales in Omaha, NE. They specialize in Medicare Supplements. I know nothing about medicare supplements. As the need arises with clients, I want to be able to refer people to Medicarebackoffice.com and they pay a portion of the commission to agents/ advisors like me.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Allen Cody's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 719 S Main St Suite 111, Springfield, TN 37172RIA
BD
CRD#: 4031
Springfield, TN
Past
October 25, 2013 - September 16, 2024
FIRST ADVISORS NATIONAL, LLC
RIA
CRD#: 166212
ASHLAND CITY, TN
Past
May 16, 2008 - April 8, 2009
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
BRENTWOOD, TN
Past
March 18, 2004 - August 16, 2006
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
NASHVILLE, TN
Past
March 19, 2003 - August 16, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(8/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Springfield, TN 37172TRUST BUT VERIFY
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