Andrew D. Sharp

ALTERE FINANCIAL

Houston, TX 77077

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CRD#: 4641317

Professional summary

Andrew David Sharp, CFP®, CIMA®, who also goes by Andrew D. Sharp, Andrew Sharp, Andy David Sharp, is a registered financial advisor currently at ALTERE FINANCIAL, LLC located in Houston, Texas and LPL FINANCIAL LLC located in Houston, Texas.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 9 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

Aliases

Andrew D. Sharp | Andrew Sharp | Andy David Sharp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/10/2024 - Altere Financial, LLC - Investment Related - Registered Investment Advisor Hybrid - 1500 S Dairy Ashford Rd #325 Houston, Texas 77077 - Start Date: 09/02/2024 - 160 Hrs/Mth - 120 Hrs During Trading - I provide investment advisory services through Altere Financial, LLC, an independent investment advisor firm. I started this business activity in 09/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 02/19/2026 - Altere Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/25/2024 - 30 hours per month/ during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew David Sharp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 21, 2024 - Present

ALTERE FINANCIAL, LLC

Office #1: 1500 S Dairy Ashford Rd. Ste. 325, Houston, TX 77077

RIA

CRD#: 332723

Houston, TX

Current

April 27, 2016 - Present

LPL FINANCIAL LLC

Office #1: 510 Bering Dr #260, Houston, TX 77057

RIA

CRD#: 6413

HOUSTON, TX

Past

April 2, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

September 10, 2018 - March 6, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

April 28, 2016 - April 3, 2020

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

Houston, TX

Past

September 24, 2012 - May 18, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

HOUSTON, TX

Past

September 24, 2012 - May 18, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

HOUSTON, TX

Past

March 3, 2010 - August 21, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

HOUSTON, TX

Past

March 3, 2010 - August 21, 2012

BROKERSXPRESS LLC

CRD#: 127081

HOUSTON, TX

Past

May 1, 2009 - December 2, 2009

PAUL COMSTOCK PARTNERS

RIA

CRD#: 105335

HOUSTON, TX

Past

March 2, 2007 - May 6, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

March 2, 2007 - May 6, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HOUSTON, TX

Past

June 27, 2006 - January 26, 2007

AIM PRIVATE ASSET MANAGEMENT

RIA

CRD#: 109264

HOUSTON, TX

Past

June 27, 2006 - January 26, 2007

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

May 19, 2003 - June 22, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HOUSTON, TX

Past

April 28, 2003 - June 22, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(4/27/2016)

IAR

Texas
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/20/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/24/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/20/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALTERE FINANCIAL, LLC

CRD#: 332723 / SEC#:

Texas

Registered Investment Advisory firm - (11/21/2024 Approved)

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Contact information

Main Address

510 Bering Drive #260, Houston, TX 77057

Mailing Address

Phone number

(713) 899-6589

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 55,163,567

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew D. Sharp

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew David Sharp's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LEVEL FOUR ADVISORY SERVICES

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

BROKERSXPRESS LLC

BROKERSXPRESS LLC

PAUL COMSTOCK PARTNERS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

AIM PRIVATE ASSET MANAGEMENT

INVESCO DISTRIBUTORS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2003

SIE

Date: 10/1/2018

Series 3

Date: 4/20/2012

Series 7

Date: 4/24/2003

Series 4

Date: 10/20/2011

Series 24

Date: 12/23/2010

FINRA

Current Firm

ALTERE FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALTERE FINANCIAL, LLC

TRUST BUT VERIFY

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