Joshua B. Rovine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Benjamin Rovine, who also goes by Josh Rovine, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2004. Joshua had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2006 - January 25, 2013
PARK HILL REAL ESTATE GROUP LLC
November 17, 2005 - January 25, 2013
PARK HILL GROUP LLC
February 3, 2004 - January 25, 2013
BLACKSTONE SECURITIES PARTNERS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARK HILL REAL ESTATE GROUP LLC
CRD#: 139491 / SEC#: , 8-67222
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHREG HOLDINGS LLC | MANAGER/SOLE OWNER | |
| FIGUR, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL AND OPERATIONS PRINCIPAL | 5127533 |
| PRENDERGAST, DANIEL JOHN | PRINCIPAL | 1896020 |
| PURSE, CHARLES ROE | PRINCIPAL | 4235012 |
| RICHARDSON, CYRUS BEGLEY III | CHIEF COMPLIANCE OFFICER | 5284855 |
| SCHMITZ, FRANK EDWARD | PRINCIPAL | 4650707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
