Maria-ysabelle M. Tiongson
Professional summary
Maria-ysabelle Marinas Tiongson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Maria-ysabelle is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Maria-ysabelle had worked at 3 firms, which includes TAFFERER TRADING LLC, NEW ENGLAND SECURITIES, HORNOR TOWNSEND & KENT LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2007 - May 21, 2009
TAFFERER TRADING, LLC
December 19, 2006 - February 14, 2007
NEW ENGLAND SECURITIES
June 10, 2003 - April 18, 2005
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TAFFERER TRADING, LLC
CRD#: 36816 / SEC#: , 8-47474
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLD BROTHERS INC. | HOLDING CORPORATION | |
| HOLD, GREGORY FRANCIS | CHIEF EXECUTIVE OFFICER | 2169408 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 1 |
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