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JL

John Marshall Lamberth

VALIC FINANCIAL ADVISORS
PERRY, GA
·CRD# 4641096·23 years experience

Professional Summary

John Marshall Lamberth, who also goes by John Lamberth, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Perry, Georgia. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. John has worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Lamberth

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
BD
1. 1100 Main Street Suite 409, Perry, GA 310692. 1100 Main Street Suite 409, Perry, GA 310693. 1009 Northside Drive Suite 105, Perry , GA 310694. 1009 Northside Drive Suite 105, Perry, GA 31069
March 13, 2006 - Present
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
BD
1. 1100 Main Street Suite 409, Perry, GA 310692. 1100 Main Street Suite 409, Perry, GA 310693. 1009 Northside Drive Suite 105, Perry , GA 310694. 1009 Northside Drive Suite 105, Perry, GA 31069
March 3, 2006 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Macon, GA
May 26, 2003 - September 22, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 5, 2003 - September 22, 2005

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Current Firm

VF
VALIC FINANCIAL ADVISORS, INC.

AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES

CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2919 Allen Parkway L3-20, Houston, TX 77019

Mailing Address

2919 Allen Parkway L3-20, Houston, TX 77019-2158

Phone Number

(866) 544-4968

Established

Texas since 11/18/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

1,647

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE FOR VFA MANAGED INVESTMENT PROGRAM - VC23987 (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
THE VARIABLE ANNUITY LIFE INSURANCE COMPANYDIRECT OWNER—
BRODD, MARY JULIEANNVICE PRESIDENT AND CORPORATE SECRETARY8322295
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER AND TREASURER1863103
DUCOTE, LOUISVFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISORY6913500
FORTEY, MICHAELVFA CHIEF COMPLIANCE OFFICER BROKER DEALER2304969
GIBSON, KRISTA DE LOISPRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES2348708
GUERRERA, DARRENVICE PRESIDENT, SALES & INCENTIVE COMPENSATION2541120
LOGAN, JOHN ALBERTCHIEF OPERATIONS OFFICER4378887
PICONE, JOHN WILLIAMOFFICE OF HEAD OF RETIREMENT AND WEALTH MANAGEMENT DISTRIBUTION2717710
RINK, VERONICA LYNETTEVICE PRESIDENT, BUSINESS ADMINISTRATION4724432

Regulatory Assets Under Management

Total Number of Accounts

293,026

AUM (Assets Under Management)

$29,215,100,590

Disclosures

Regulatory Event

17

Arbitration

3

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2025Cover PageReport
01/27/2025Cover PageReport
04/29/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPP Farms LLC. 105 Avondale Circle, Warner Robins, GA 31088. Non-investment related. Commenced this activity on 11/09/16. General Partner as a silent partner with check writing duties. 5% hours/month is devoted to this activity which none is during securities trading hours. FARMOPOLIS POSITION: Partner NATURE: Pecan farm, rental house INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2020 ADDRESS: 105 avondale circle, Warner Robins GA 31088, United States DESCRIPTION: no active duties, contracting with farmer to farm the property and wife is handling all the day to do of both the rental house and the farm finances. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products TCP PECANS LLC POSITION: co owner 50% NATURE: Pecan Farm/ Land investment We will be owners of a working Pecan Farm that has a farming contract with a local farmer. He will farm it and we will provide the land and we will split the production 50/50 of the nuts. We need to get it approved before I set up LLC that is why I do not have a name yet INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 105 Avondale Circle, Warner Robins GA 31088, United States DESCRIPTION: My wife will do the books of the business and I will over see just the general function of the farm. Do some mowing of the grass and picking limbs but more just for my own enjoyment. I will be a silent partner in the business as I am with my other two farms. CPP FARMS, LLC POSITION: Member NATURE: Farm Land, Pecan trees and timber INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2016 ADDRESS: 2532 Burnett Road, Byron GA 31008, United States DESCRIPTION: Meet with farmer to talk about the land and crop, meet with timber company to talk about timber, FARMOPOLIS POSITION: Partner NATURE: Pecan farm, rental house INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2020 ADDRESS: 2532 Burnett Road, Byron GA 31008, United States DESCRIPTION: no active duties, contracting with farmer to farm the property and wife is handling all the day to do of both the rental house and the farm finances. TCP PECANS LLC POSITION: co owner 50% NATURE: Pecan Farm/ Land investment We will be owners of a working Pecan Farm that has a farming contract with a local farmer. He will farm it and we will provide the land and we will split the production 50/50 of the nuts. We need to get it approved before I set up LLC that is why I do not have a name yet INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 2532 Burnett Road, Byron GA 31008, United States DESCRIPTION: My wife will do the books of the business and I will over see just the general fuction of the farm. Do some mowing of the grass and picking limbs but more just for my own enjoyment. I will be a silent partner in the business as I am with my other two farms. LAMBERTH ORCHARDS POSITION: Owner NATURE: 62 Acres of Pecan Trees, We are passive buyers of the trees and we are in a production split with the farmer. We will do some labor as needed but the day to day is not operated by us. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2025 ADDRESS: 2532 Burnett Road, Byron GA 31008, United States DESCRIPTION: owner-we will manage the budget, supervise large projects, oversee farming operation and evaluate changes needed and technique. We will do some manual labor mostly on the weekends and evenings(cut grass, pick up sticks, clean up orchard, fix irrigation)

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.

AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES

CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/23/2021)
IAR
Alabama
(8/23/2021)
RR
Florida
(1/26/2017)
IAR
Florida
(1/27/2017)
RR
Georgia
(3/3/2006)
IAR
Georgia
(3/13/2006)
RR
South Carolina
(3/2/2021)
IAR
South Carolina
(3/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2003About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed May 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John Marshall Lamberth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view John Marshall Lamberth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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