JL
John M. Lamberth
VALIC FINANCIAL ADVISORS
Perry, GA 31069
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CRD#: 4641096
JL
Professional summary
John Marshall Lamberth, who also goes by John Lamberth, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Perry, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. John has worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Lamberth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CPP Farms LLC. 105 Avondale Circle, Warner Robins, GA 31088. Non-investment related. Commenced this activity on 11/09/16. General Partner as a silent partner with check writing duties. 5% hours/month is devoted to this activity which none is during securities trading hours. FARMOPOLIS POSITION: Partner NATURE: Pecan farm, rental house INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2020 ADDRESS: 105 avondale circle, Warner Robins GA 31088, United States DESCRIPTION: no active duties, contracting with farmer to farm the property and wife is handling all the day to do of both the rental house and the farm finances. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products TCP PECANS LLC POSITION: co owner 50% NATURE: Pecan Farm/ Land investment We will be owners of a working Pecan Farm that has a farming contract with a local farmer. He will farm it and we will provide the land and we will split the production 50/50 of the nuts. We need to get it approved before I set up LLC that is why I do not have a name yet INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 105 Avondale Circle, Warner Robins GA 31088, United States DESCRIPTION: My wife will do the books of the business and I will over see just the general function of the farm. Do some mowing of the grass and picking limbs but more just for my own enjoyment. I will be a silent partner in the business as I am with my other two farms.
CRS (Client Relationship Summary) - RIA
Click below to view John Marshall Lamberth's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Marshall Lamberth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2006 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 1100 Main Street Suite 409, Perry, GA 31069Office #2: 1100 Main Street Suite 409, Perry, GA 31069RIA
BD
CRD#: 42803
Perry, GA
Current
March 3, 2006 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 1100 Main Street Suite 409, Perry, GA 31069Office #2: 1100 Main Street Suite 409, Perry, GA 31069RIA
BD
CRD#: 42803
Perry, GA
Past
May 26, 2003 - September 22, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MACON, GA
Past
May 5, 2003 - September 22, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2021)
IAR
Alabama(8/23/2021)
RR
Florida(1/26/2017)
IAR
Florida(1/27/2017)
RR
Georgia(3/3/2006)
IAR
Georgia(3/13/2006)
RR
South Carolina(3/2/2021)
IAR
South Carolina(3/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
