Charles D. Donaldson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles David Donaldson, CFA, who also goes by Charley Donaldson, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2006. Charles had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2014 - January 27, 2025
LEGACY CHIEF INVESTMENT OFFICE LLC
April 18, 2012 - May 6, 2014
J.P. MORGAN SECURITIES LLC
June 29, 2009 - April 13, 2012
J.P. MORGAN SECURITIES LLC
August 30, 2006 - March 18, 2009
COASTAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGACY CHIEF INVESTMENT OFFICE LLC
CRD#: 171745 / SEC#: 801-79889
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 52,161,000 |
Red Flags
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