Murray Dropkin

MURRAY DROPKIN

SUDBURY, MA

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CRD#: 4640737

Professional summary

Murray Dropkin is a registered financial advisor currently at MURRAY DROPKIN, LLC located in Sudbury, Massachusetts.

Murray is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Murray has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CMS SYSTEMS INC-CONSULTING FIRM,NO EMPLOYEES,FIRM USES PER DIEM CONSULTANTS. NO CLIENTS OF CMS ARE CLIENTS OF PAS. (MALPRACTICE POLICY,ARCH INS COMPANY,POLICY# [ACCOUNT NO.] 08/01/03-08/01/04,1,000,000 EACH CLAIM, 1,000,000 AGGREGATE)/LIPMAN,SELZNICK & WILKOWSKI-STAFF EMPLOYEE OF FIRM. NO OWNERSHIP IN FIRM & NO INVOLVEMENT OF PAS CUSTOMERS TO THE BEST OF MY KNOWLEDGE./MURRAY DROPKIN-COAUTHOR OF BOOK ON AUDITING. BOOK IS UPDATED ANNUALLY. MURRAY DROPKIN, AFS LTD. THE BUSINESS HAS SIGNED AN AGREEMENT WITH OPPENHEIMER & CO. I AM PRESIDENT AS OF MARCH 2008. HOURS WILL BE DEVOTED AS NECESSARY. MURRAY DROPKIN LLC THE FIRM IS AN RIA REGISTERED IN NEW YORK AND NEW JERSEY 2277 HOMECREST AVE., APT 2R. BROOKLYN, NY 11229. I AM THE MANAGING MEMBER START DATE 6/2006 TO PRESENT DEVOTE 20 HRS. A MONTH TO BUSINESS. MOST OF TIME IS DURING SECURITIES TRADING HOURS. I AM IN CHARGE OF ALL ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Murray Dropkin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2006 - Present

MURRAY DROPKIN, LLC

RIA

CRD#: 142091

SUDBURY, MA

Past

March 25, 2008 - January 6, 2016

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BROOKLYN, NY

Past

March 25, 2008 - January 6, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 20, 2004 - April 5, 2006

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

SOUTH PLAINFIELD, NJ

Past

June 11, 2004 - December 31, 2006

INTERNATIONAL PLANNING ALLIANCE, LLC

RIA

CRD#: 120701

SOUTH PLAINFIELD, NJ

Past

June 4, 2004 - April 5, 2006

PARK AVENUE SECURITIES LLC

CRD#: 46173

SOUTH PLAINFIELD, NJ

Past

November 5, 2003 - April 22, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2003

General Securities Representative Examination

Current Firm

MURRAY DROPKIN, LLC

CRD#: 142091 / SEC#:

Massachusetts

Registered Investment Advisory firm - (12/12/2012 Approved)

New Jersey

Registered Investment Advisory firm - (10/26/2023 Terminated)

New York

Registered Investment Advisory firm - (2/27/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Sudbury, MA

Mailing Address

Phone number

(908) 419-5809

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Murray Dropkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Murray Dropkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURRAY DROPKIN, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

PARK AVENUE SECURITIES LLC

INTERNATIONAL PLANNING ALLIANCE, LLC

PARK AVENUE SECURITIES LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2003

SIE

Date: 1/6/2016

Series 7

Date: 11/4/2003

Current Firm

MURRAY DROPKIN, LLC

Contact information

Documents

Red Flags

Company Information

MURRAY DROPKIN, LLC

TRUST BUT VERIFY

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