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Murray Dropkin

MURRAY DROPKIN
SUDBURY, MA
·CRD# 4640737·23 years experience

Professional Summary

Murray Dropkin is a registered financial advisor currently at MURRAY DROPKIN, LLC located in Sudbury, Massachusetts. Murray is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Murray has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

MURRAY DROPKIN, LLC·CRD# 142091
RIA
Sudbury, MA
November 6, 2006 - Present
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Brooklyn, NY
March 25, 2008 - January 6, 2016
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
March 25, 2008 - January 6, 2016
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
South Plainfield, NJ
August 20, 2004 - April 5, 2006
INTERNATIONAL PLANNING ALLIANCE, LLC·CRD# 120701
RIA
South Plainfield, NJ
June 11, 2004 - December 31, 2006
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
South Plainfield, NJ
June 4, 2004 - April 5, 2006
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
November 5, 2003 - April 22, 2004

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Current Firm

MD
MURRAY DROPKIN, LLC

MURRAY DROPKIN, LLC

CRD#: 142091
Massachusetts
Registered Investment Advisory firm - Massachusetts (12/12/2012 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (10/26/2023 Terminated)
New York
Registered Investment Advisory firm - New York (2/27/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Sudbury, MA

Phone Number

(908) 419-5809

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CMS SYSTEMS INC-CONSULTING FIRM,NO EMPLOYEES,FIRM USES PER DIEM CONSULTANTS. NO CLIENTS OF CMS ARE CLIENTS OF PAS. (MALPRACTICE POLICY,ARCH INS COMPANY,POLICY# [ACCOUNT NO.] 08/01/03-08/01/04,1,000,000 EACH CLAIM, 1,000,000 AGGREGATE)/LIPMAN,SELZNICK & WILKOWSKI-STAFF EMPLOYEE OF FIRM. NO OWNERSHIP IN FIRM & NO INVOLVEMENT OF PAS CUSTOMERS TO THE BEST OF MY KNOWLEDGE./MURRAY DROPKIN-COAUTHOR OF BOOK ON AUDITING. BOOK IS UPDATED ANNUALLY. MURRAY DROPKIN, AFS LTD. THE BUSINESS HAS SIGNED AN AGREEMENT WITH OPPENHEIMER & CO. I AM PRESIDENT AS OF MARCH 2008. HOURS WILL BE DEVOTED AS NECESSARY. MURRAY DROPKIN LLC THE FIRM IS AN RIA REGISTERED IN NEW YORK AND NEW JERSEY 2277 HOMECREST AVE., APT 2R. BROOKLYN, NY 11229. I AM THE MANAGING MEMBER START DATE 6/2006 TO PRESENT DEVOTE 20 HRS. A MONTH TO BUSINESS. MOST OF TIME IS DURING SECURITIES TRADING HOURS. I AM IN CHARGE OF ALL ACTIVITIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Massachusetts
(12/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Murray Dropkin's CRS (Customer Relationship Summary).

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