Renato P. Termale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renato P Termale, who also goes by Renato Pietro Termale, was a registered financial professional .
Renato is a previously registered financial professional and started their career in finance in 2003. Renato had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2011 - February 19, 2013
BROOKVIEW CAPITAL LLC
February 22, 2008 - February 18, 2009
FIRST REPUBLIC WEALTH ADVISORS, LLC
November 6, 2007 - February 18, 2009
FIRST REPUBLIC SECURITIES COMPANY, LLC
June 6, 2006 - November 13, 2007
BROOKVIEW CAPITAL LLC
January 8, 2005 - February 2, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
June 10, 2004 - September 6, 2004
SARATOGA CAPITAL MARKETS
April 7, 2003 - January 26, 2005
BURLINGTON CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKVIEW CAPITAL LLC
CRD#: 123335 / SEC#: , 8-65580
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLANGELO, ROBERT MATTHEW | CHAIRMAN, CEO, PRESIDENT-CCO | 2992427 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
