AL
Andrew J. Leimenstoll
EATON VANCE MANAGEMENT
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 4640636
AL
Professional summary
Andrew John Leimenstoll, who also goes by Aj Leimenstoll, is a registered financial advisor currently at EATON VANCE MANAGEMENT located in Boston, Massachusetts and EATON VANCE DISTRIBUTORS, INC. located in Ellicott City, Maryland.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 8 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aj Leimenstoll
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BOTTLENECK DTC, LLC. 2211 N. ELSTON AVENUE, SUITE 206, CHICAGO, IL 60614; NOT INVESTMENT RELATED. SILENT PARTNER; RESTAURANT GROUP; SILENT PARTNERSHIP INTEREST ONLY; 0 HOURS PER MONTH AND 0 HOURS DURING SECURITIES TRADING. 2) BOTTLENECK FUND 2018, LLC, 2211 N. ELSTON AVE, SUITE 206, CHICAGO, IL 60614, SILENT PARTNER, NOT-INVESTMENT RELATED, RESTAURANT GROUP, 0 HOURS PER MONTH AND 0 HOURS DURING SECURITIES TRADING. 3) *473913 - Blue Wave LLC; Investment related Yes; Lancaster, Pennsylvania; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2019; During business hours: 0; After business hours: 0.5; Investment Decisions/Advice 4) 950 LIGHTHOUSE DRIVE, LLC - START DATE 01/15/21, OWNER OF RENTAL PROPERTY, RENTAL COMPANT WILL MANAGE THE RENTAL ASPECTS OF THE PROPERTY, 2 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING. 5) *473879 - Ronald McDonald House Charities of Maryland; Investment related No; Baltimore, Maryland; Children/Youth, Health and Welfare, Humanitarian, Medical; Board Member, Investment Committee, Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 2; Business Development/Growth, Investment Decisions/Advice, Fundraising
CRS (Client Relationship Summary) - RIA
Click below to view Andrew John Leimenstoll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2013 - Present
EATON VANCE MANAGEMENT
Office #1: One Post Office Square, Boston, MA 02109RIA
CRD#: 104859
BOSTON, MA
Current
March 21, 2013 - Present
EATON VANCE DISTRIBUTORS, INC.
BD
CRD#: 37731
ELLICOTT CITY, MD
Past
June 7, 2010 - March 5, 2013
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
ATLANTA, GA
Past
June 1, 2010 - March 5, 2013
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Past
February 2, 2006 - June 3, 2010
VAN KAMPEN ADVISORS INC
RIA
CRD#: 104703
CHICAGO, IL
Past
February 1, 2006 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
HOUSTON, TX
Past
April 9, 2004 - January 27, 2006
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
RICHMOND, VA
Past
April 9, 2004 - January 27, 2006
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
June 30, 2003 - January 20, 2004
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
RICHMOND, VA
Past
May 28, 2003 - January 20, 2004
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EV
EATON VANCE MANAGEMENT
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
RIA
Registered Investment Advisory firm - (2/20/1981 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2016)
RR
Connecticut(6/2/2016)
RR
Delaware(6/2/2016)
RR
District of Columbia(3/21/2013)
RR
Florida(6/2/2016)
RR
Georgia(6/2/2016)
RR
Kentucky(6/2/2016)
RR
Maine(6/2/2016)
RR
Maryland(3/21/2013)
IAR
Massachusetts(3/25/2013)
RR
Massachusetts(6/2/2016)
RR
New Hampshire(6/2/2016)
RR
New Jersey(6/2/2016)
RR
New York(6/2/2016)
RR
North Carolina(6/2/2016)
RR
Ohio(6/2/2016)
RR
Pennsylvania(6/2/2016)
RR
Puerto Rico(6/2/2016)
RR
Rhode Island(6/2/2016)
RR
South Carolina(6/2/2016)
RR
Tennessee(6/2/2016)
RR
Vermont(6/2/2016)
RR
Virginia(3/21/2013)
RR
West Virginia(6/2/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EV
EATON VANCE MANAGEMENT
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
RIA
Registered Investment Advisory firm - (2/20/1981 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Post Office Square, Boston, MA 02109
Mailing Address
Phone number
(617) 482-8260
Established
Firm type
Fiscal year end
# of Employees
247
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EATON VANCE MANAGEMENT
CRD#: 104859Boston, MA 02109TRUST BUT VERIFY
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