James A. Nelson
Professional summary
James Arthur Nelson, who also goes by Jim Nelson, is a registered financial professional currently at FBL MARKETING SERVICES, LLC located in West Des Moines, Iowa.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 2 firms and has passed the Series 99TO, SIE, Series 6 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Arthur Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2011 - Present
FBL MARKETING SERVICES, LLC
Office #1: 5400 University Ave, West Des Moines, IA 50266December 5, 2003 - June 3, 2010
FBL MARKETING SERVICES, LLC
April 15, 2003 - December 5, 2003
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/12/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FBL MARKETING SERVICES, LLC
CRD#: 5309 / SEC#: , 8-15855
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | |
| ALDRIDGE, ANTHONY JAMES | CHIEF ACCOUNTING OFFICER | 5999478 |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FBL MARKETING SERVICES, LLC
CRD#: 5309West Des Moines, IA 50266TRUST BUT VERIFY
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