Tracy Drust
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracy Drust was a registered financial professional .
Tracy is a previously registered financial professional and started their career in finance in 2006. Tracy had worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2006 - November 10, 2014
CURTIS SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 28
Date: 4/25/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CURTIS SECURITIES, LLC
CRD#: 104153 / SEC#: , 8-52613
Contact information
Documents
Red Flags
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