Donna M. Garlock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Manning Garlock, who also goes by Donna Manning Banks, Donna Manning Foute, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 2003. Donna had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2013 - July 13, 2017
GENERATIONAL WEALTH ADVISORS
March 25, 2003 - April 1, 2005
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
GENERATIONAL WEALTH ADVISORS
CRD#: 135145 / SEC#: 801-67609
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENERATIONAL WEALTH ADVISORS
CRD#: 135145 / SEC#: 801-67609
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 392,535,549 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
