Lucas W. Winskowski

49 FINANCIAL

Minneapolis, MN 55402

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CRD#: 4640493

Professional summary

Lucas Walter Miller Winskowski, CFP®, who also goes by Lucas Walter Winskowski, Luke Walter Winskowski, is a registered financial advisor currently at 49 FINANCIAL located in Minneapolis, Minnesota and ALONGSIDE, LLC located in Minneapolis, Minnesota.

Lucas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Lucas has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lucas Walter Winskowski | Luke Walter Winskowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

49 Wealth Management; President; Wealth management company; 3711 S MoPac Expy, Austin, TX, 78746; investment related; since 1/12/2024; 40 hours weekly during and after business hours Nook; Investor and strategic Advisor; CUSO organization, which is a marketing organization to credit unions; 3711 S MoPac Expy, Austin, TX, 78746; since 1/2024; 3-4 hour a month during business hours only. Alongside, LLC; Owner; Investment related; 3711 S MoPac Expy Ste. 150 Austin, TX 78746; since; 3/24/2025; Beneficial owner of Alongside, LLC. an SEC registered Investment Advisor; 10 hours during and after business hours. Oakwood Capital Securities; Registered Representative; Investment related;600 Highway 169 S Ste 1410, Minneapolis, MN 55426-1218; since; 3/24/2025; Registered representative of a broker dealer; 2 hours a month during business hours. Benilde-St. Margaret's School; Board Member; Non-investment related; 2501 Highway 100 S, Saint Louis Park, MN 55416; since 8/22/2025; 1 hour a month during and after business hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Walter Miller Winskowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 12, 2024 - Present

49 FINANCIAL

Office #1: 30 South 9th Street 7th Floor, Minneapolis, MN 55402

RIA

CRD#: 319484

Minneapolis, MN

Current

May 29, 2025 - Present

ALONGSIDE, LLC

Office #1: 30 South Street 7th Floor, Minneapolis, MN 55402

RIA

CRD#: 333587

MINNEAPOLIS, MN

Current

June 22, 2024 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 30 South 9th Street 7th Floor, Minneapolis, MN 55402

CRD#: 21000

Minneapolis, MN

Past

March 1, 2012 - February 3, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Minneapolis, MN

Past

May 10, 2011 - February 3, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Minneapolis, MN

Past

February 3, 2009 - August 6, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

GOLDEN VALLEY, MN

Past

January 28, 2005 - August 6, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

GOLDEN VALLEY, MN

Past

April 4, 2003 - September 23, 2004

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

49 FINANCIAL

49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC

CRD#: 319484 / SEC#: 801-123687

RIA

Registered Investment Advisory firm - (9/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(6/22/2024)

IAR

Minnesota
(2/10/2025)

IAR

Texas
(4/12/2024)

Texas
(6/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

49 FINANCIAL

49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC

CRD#: 319484 / SEC#: 801-123687

RIA

Registered Investment Advisory firm - (9/8/2022 Approved)

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Contact information

Main Address

3711 S Mopac Expy Suite 150, Austin, TX 78746

Mailing Address

Phone number

(214) 563-1190

Established

Firm type

Fiscal year end

# of Employees

167

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (7/31/2025)

Regulatory assets under management

Total Number of Accounts	2,989
AUM (Assets Under Management)	$ 871,379,407

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lucas W. Winskowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Walter Miller Winskowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALONGSIDE, LLC

OAKWOOD CAPITAL SECURITIES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

49 FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2003

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2003

Series 24

Date: 10/9/2017

FINRA

Current Firm

49 FINANCIAL

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

49 FINANCIAL

TRUST BUT VERIFY

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