Scott D. Roelofs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Roelofs was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2003. Scott had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2021 - December 31, 2022
ROELOFS CAPITAL GROUP
October 17, 2013 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 5, 2013 - November 30, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 13, 2004 - July 8, 2013
EDWARD JONES
May 30, 2003 - June 23, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROELOFS CAPITAL GROUP
CRD#: 317095 / SEC#: 801-122734
Contact information
Red Flags
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