James M. Yoo

TEAM ELEVATED ASSET MANAGEMENT

Thousand Oaks, CA 91360

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CRD#: 4640401

Professional summary

James Min Yoo, CFP® is a registered financial advisor currently at TEAM ELEVATED ASSET MANAGEMENT located in Thousand Oaks, California and EMERSON EQUITY LLC located in Thousand Oaks, California.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. James has worked at 12 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)- TEAM ELEVATED ASSET MANAGEMENT, LLC-INVESTMENT RELATED,100 E THOUSAND OAKS BLVD, STE 140 THOUSAND OAKS, CA 91360, REGISTERED INVESTMENT ADVISORY FIRM WITH CA AND NV, PRESIDENT & CEO, MANAGING DIRECTOR OF WEALTH MANAGEMENT, CHIEF COMPLIANCE OFFICER, 160 HRS PER MONTH, 6 HRS DAILY DURING SECURITIES TRADING HOURS, 05/2022 ENTITY ESTABLISHED, 01/2023 REGISTERED AS RIA WITH CA. 2) ASH BROKERAGE, LLC-INVESMENT RELATED, 888 S HARRISON STREET STE 900 FORT WAYNE, IN 46802, INSURANCE AGENCY, INDEPENDENT INSURANCE AGENT, SELLING FIXED OR TERM LIFE INSURANCE, FIXED ANNUITIES AND LONG TERM CARE INSURANCE, 5 HRS PER MONTH, 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS, 01/2016 3) ANTHEM BLUE CROSS (THROUGH CALIFORNIA CHOICE) NOT INVESTMENT RELATED, 721 S. PARKER ST STE 200 ORANGE, CA 92868, HEALTH INSURANCE AGENCY, INDEPENDENT HEALTH INSURANCE AGENT, APPOINTED WITH ANTHEM BLUE CROSS TO SELL HEALTH INSURANCE, CALIFORNIA CHOICE IS THE INSURANCE AGENCY, 1 HR PER MONTH AND 0 HOURS DURING SECURITIES TRADING HOURS, 5/2003 4) GNH GLOBAL MANAGEMENT, INC-INVESTMENT RELATED, 100 E THOUSAND OAKS BLVD., STE 140 THOUSAND OAKS, CA 91360-CONSULTING FIRM FOR SOUTH KOREAN COMPANIES SEEKING OPPORTUNITIES IN INSTITUTIONAL REAL ESTATE AND RENEWABLE ENERGY PROJECTS, SECRETARY OF THE COMPANY AND BOARD MEMBER, SERVE ON BOARD OF DIRECTORS, SERVICES PROVIDED ARE DISTINCT FORM RIA BUSINESS, I DO NOT GET RECEIVE A SALARY FROM GNH GLOBAL, 10 HRS PER MONTH, 0 HRS PER MONTH DURING SECURITIES TRADING HOURS, 12/2016

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Min Yoo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 5, 2023 - Present

TEAM ELEVATED ASSET MANAGEMENT

Office #1: 100 E Thousand Oaks Blvd, Suite 140, Thousand Oaks, CA 91360

RIA

CRD#: 321979

Thousand Oaks, CA

Current

November 14, 2023 - Present

EMERSON EQUITY LLC

Office #1: 100 E. Thousand Oaks Blvd. Suite 140, Thousand Oaks, CA 91360Office #2: 871 Coronado Center Drive Suite 200, Henderson, NV 89052

RIA

CRD#: 130032

Thousand Oaks, CA

Past

August 4, 2016 - November 15, 2023

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

CENTENNIAL, CO

Past

July 23, 2015 - October 24, 2023

GNH ASSET MANAGEMENT, INC.

RIA

CRD#: 188517

THOUSAND OAKS, CA

Past

February 5, 2014 - August 8, 2016

MUTUAL SECURITIES, INC.

CRD#: 13092

LOS ANGELES, CA

Past

January 3, 2014 - June 2, 2015

M3 ASSET MANAGEMENT, INC.

RIA

CRD#: 169461

LOS ANGELES, CA

Past

June 8, 2011 - January 16, 2014

MORGAN STANLEY

RIA

CRD#: 149777

LOS ANGELES, CA

Past

June 8, 2011 - January 16, 2014

MORGAN STANLEY

CRD#: 149777

LOS ANGELES, CA

Past

February 21, 2008 - March 21, 2011

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

LOS ANGELES, CA

Past

February 21, 2008 - March 21, 2011

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

LOS ANGELES, CA

Past

August 3, 2007 - February 26, 2008

OSAIC FS, INC.

RIA

CRD#: 3870

FAIR OAKS RANCH, CA

Past

August 3, 2007 - February 26, 2008

OSAIC FS, INC.

CRD#: 3870

FAIR OAKS RANCH, CA

Past

February 27, 2007 - August 1, 2007

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LOS ANGELES, CA

Past

June 26, 2006 - January 8, 2007

NYLIFE SECURITIES LLC

CRD#: 5167

LOS ANGELES, CA

Past

May 12, 2003 - June 8, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LOS ANGELES, CA

Past

April 24, 2003 - June 8, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/5/2023)

California
(11/14/2023)

Illinois
(11/14/2023)

IAR

Nevada
(3/9/2023)

Nevada
(11/14/2023)

New Jersey
(11/14/2023)

New York
(11/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/15/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/22/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TEAM ELEVATED ASSET MANAGEMENT

TEAM ELEVATED ASSET MANAGEMENT | TEAM ELEVATED ASSET MANAGEMENT, LLC

CRD#: 321979 / SEC#:

California

Registered Investment Advisory firm - (1/5/2023 Approved)

Nevada

Registered Investment Advisory firm - (3/9/2023 Approved)

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Contact information

Main Address

100 E Thousand Oaks Blvd, Suite 140, Thousand Oaks, CA 91360

Mailing Address

Phone number

(213) 378-0072

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 34,941,590

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Yoo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Min Yoo's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

COLORADO FINANCIAL SERVICE CORPORATION

GNH ASSET MANAGEMENT, INC.

MUTUAL SECURITIES, INC.

M3 ASSET MANAGEMENT, INC.

MORGAN STANLEY

MORGAN STANLEY

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

OSAIC FS, INC.

OSAIC FS, INC.

CETERA WEALTH SERVICES, LLC

NYLIFE SECURITIES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2003

SIE

Date: 10/1/2018

Series 3

Date: 8/15/2012

Series 7

Date: 4/22/2003

Series 24

Date: 10/15/2014

FINRA

Current Firm

TEAM ELEVATED ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TEAM ELEVATED ASSET MANAGEMENT

TRUST BUT VERIFY

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