Tania Garcia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tania Garcia, who also goes by Tania Garcia-medhous, Tania Garcia-medhouse, was a registered financial professional .
Tania is a previously registered financial professional and started their career in finance in 2003. Tania had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2014 - August 28, 2014
USAA FINANCIAL PLANNING SERVICES
June 16, 2014 - August 28, 2014
USAA FINANCIAL ADVISORS, INC.
October 1, 2012 - May 30, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - May 30, 2014
J.P. MORGAN SECURITIES LLC
May 4, 2004 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 4, 2004 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 6, 2003 - January 30, 2004
MORGAN STANLEY DW INC.
May 21, 2003 - January 30, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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