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Eric Ross Gielow

CRD# 4639973·Registered 2003 - 2026
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Ross Gielow, who also goes by Eric Gielow, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2003 - 2026. Eric had worked at 10 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 3, Series 7 and Series 31 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Gielow

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

PCM ENCORE, LLC·CRD# 333127
RIA
Marco Island, FL
June 3, 2026 - August 19, 2026
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
February 4, 2022 - February 4, 2026
BLUEROCK CAPITAL MARKETS LLC·CRD# 136974
BD
New York, NY
September 11, 2018 - January 14, 2022
FORT POINT CAPITAL PARTNERS LLC·CRD# 146759
RIA
San Francisco, CA
January 23, 2018 - March 29, 2018
STRATIFI, LLC·CRD# 149862
RIA
San Francisco, CA
December 21, 2017 - March 22, 2018
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Denver, CO
December 11, 2013 - July 6, 2017
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Denver, CO
June 28, 2012 - December 31, 2013
GRAND DISTRIBUTION SERVICES, LLC·CRD# 127700
BD
Milwaukee, WI
June 22, 2011 - June 28, 2012
CURIAN CAPITAL, LLC·CRD# 120270
RIA
Denver, CO
May 4, 2007 - March 31, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Denver, CO
March 2, 2007 - February 2, 2011
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Crystal Lake, IL
September 29, 2003 - July 12, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
April 29, 2003 - July 12, 2004

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Current Firm

PE
PCM ENCORE, LLC

ENCORE | PCM ENCORE, LLC | ENCORE INVESTMENT

CRD#: 333127 / SEC#: 801-131243
RIA
Registered Investment Advisory firm - SEC (10/3/2024 Approved)

Contact Information

Main Address

520 E Cooper Ave. Ste. 7c, Aspen, CO 81611

Phone Number

(425) 214-1755

# of Employees

18

SEC notice filing (13 States and Territories)

Registered to provide investment advisory services in 13 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR PCM ENCORE, LLC (10/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

798

AUM (Assets Under Management)

$2,045,317,435

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ROCC; Investment Related; Carbon Credit Registry; Dublin, Leinster; 1/15/2024; Advisory Board member; Assist with Business strategy and Project idea generation; 2Hrs/Mo trading hours. 2) EKG Capital, LLC; Not Investment Related; Used to hold future private outside investments; Littleton, CO; 8/2024; Owner; this will be used to hold any private investments that maybe purchase in the future; 2 Hrs./Mo.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PE
PCM ENCORE, LLC

ENCORE | PCM ENCORE, LLC | ENCORE INVESTMENT

CRD#: 333127 / SEC#: 801-131243
RIA
Registered Investment Advisory firm - SEC (10/3/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2026About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2010About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed May 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 2018About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Aug 2003About the Series 31 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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