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EG

Eric R. Gielow

FORESIDE FUND SERVICES
Washington, DC 20003
Some features on this profile are disabled
CRD#: 4639973
EG

Professional summary


Eric Ross Gielow, who also goes by Eric Gielow, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Washington, District Of Columbia.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2003. Eric has worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 3, Series 7 and Series 31 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eric Gielow

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eric Ross Gielow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 4, 2022 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 1275 New Jersey Ave. Se Suite 601, Washington, DC 20003
BD
CRD#: 46106
Washington, DC
Past

September 11, 2018 - January 14, 2022

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
NEW YORK, NY
Past

January 23, 2018 - March 29, 2018

FORT POINT CAPITAL PARTNERS LLC

RIA
CRD#: 146759
SAN FRANCISCO, CA
Past

December 21, 2017 - March 22, 2018

STRATIFI, LLC

RIA
CRD#: 149862
SAN FRANCISCO, CA
Past

December 11, 2013 - July 6, 2017

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
DENVER, CO
Past

June 28, 2012 - December 31, 2013

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
DENVER, CO
Past

June 22, 2011 - June 28, 2012

GRAND DISTRIBUTION SERVICES, LLC

BD
CRD#: 127700
MILWAUKEE, WI
Past

May 4, 2007 - March 31, 2010

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

March 2, 2007 - February 2, 2011

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

September 29, 2003 - July 12, 2004

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CRYSTAL LAKE, IL
Past

April 29, 2003 - July 12, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/7/2022)
RR
Alaska
(2/7/2022)
RR
Arizona
(2/7/2022)
RR
Arkansas
(2/7/2022)
RR
California
(2/4/2022)
RR
Colorado
(2/4/2022)
RR
Connecticut
(2/7/2022)
RR
Delaware
(2/7/2022)
RR
District of Columbia
(4/20/2022)
RR
Florida
(2/7/2022)
RR
Georgia
(2/7/2022)
RR
Hawaii
(2/7/2022)
RR
Idaho
(2/7/2022)
RR
Illinois
(2/7/2022)
RR
Indiana
(2/7/2022)
RR
Iowa
(2/7/2022)
RR
Kansas
(2/7/2022)
RR
Kentucky
(2/14/2022)
RR
Louisiana
(2/7/2022)
RR
Maine
(2/7/2022)
RR
Maryland
(2/7/2022)
RR
Massachusetts
(2/7/2022)
RR
Michigan
(2/7/2022)
RR
Minnesota
(2/7/2022)
RR
Mississippi
(2/7/2022)
RR
Missouri
(2/7/2022)
RR
Montana
(2/8/2022)
RR
Nebraska
(2/7/2022)
RR
Nevada
(2/7/2022)
RR
New Hampshire
(2/7/2022)
RR
New Jersey
(2/7/2022)
RR
New Mexico
(2/7/2022)
RR
New York
(2/7/2022)
RR
North Carolina
(2/7/2022)
RR
North Dakota
(2/7/2022)
RR
Ohio
(2/7/2022)
RR
Oklahoma
(2/7/2022)
RR
Oregon
(2/7/2022)
RR
Pennsylvania
(2/7/2022)
RR
Rhode Island
(2/7/2022)
RR
South Carolina
(2/7/2022)
RR
South Dakota
(2/7/2022)
RR
Tennessee
(2/9/2023)
RR
Texas
(2/7/2022)
RR
Utah
(2/7/2022)
RR
Vermont
(2/7/2022)
RR
Virginia
(2/7/2022)
RR
Washington
(2/7/2022)
RR
West Virginia
(2/7/2022)
RR
Wisconsin
(2/7/2022)
RR
Wyoming
(2/7/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/20/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 5/19/2003
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 8/22/2003
Futures Managed Funds Examination
SRO Registrations
RR
FINRA

Current Firm


FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORESIDE FUND SERVICES, LLC

CRD#: 46106Washington, DC 20003

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