Michael Zicchinolfi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Zicchinolfi was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 3 firms and has passed the Series 7A exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2007 - February 24, 2015
LIVERMORE TRADING GROUP, INC.
July 28, 2004 - November 15, 2007
MIDWOOD SECURITIES, INC.
June 4, 1998 - July 21, 2004
LOMBARDI & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7A
Date: 8/25/2004
Floor Broker Representative ExamCurrent Firm
LIVERMORE TRADING GROUP, INC.
CRD#: 32968 / SEC#: , 8-45248
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
