JA
Jacqueline K. Armstrong
OXFORD FINANCIAL GROUP, LTD
Carmel, IN 46032
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CRD#: 4639892
JA
Professional summary
Jacqueline Kay Armstrong, who also goes by Jackie Armstrong, Jackie Till Witherspoon, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Carmel, Indiana.
Jacqueline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jacqueline has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jackie Armstrong | Jackie Till Witherspoon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The name of the other business: The Sax Guy; Whether the business is investment-related: No; The address of the other business: 8231 Rob Lane, Indianapolis IN 46237; The nature of the other business: Professional Musician; Your position, title, or relationship with the other business: Business Manager; The start date of your relationship: 06/2014; The approximate number of hours/month you devote to the other business, the number of hours you devote to the other business during securities trading hours, and briefly describe your duties related to the other business: Approx 10 hrs/month; 0 hours during securities trading hours; duties are marketing, booking gigs, accounting.
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Kay Armstrong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2021 - Present
OXFORD FINANCIAL GROUP, LTD
Office #1: 11711 North Meridian Street Suite 600, Carmel, IN 46032RIA
CRD#: 105303
Carmel, IN
Past
October 17, 2016 - November 15, 2021
MORGAN STANLEY
RIA
CRD#: 149777
Indianapolis, IN
Past
October 14, 2016 - November 15, 2021
MORGAN STANLEY
BD
CRD#: 149777
Indianapolis, IN
Past
February 24, 2016 - August 10, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
GREENWOOD, IN
Past
January 29, 2016 - August 10, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
GREENWOOD, IN
Past
September 1, 2014 - December 2, 2015
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
November 20, 2008 - August 27, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
INDIANAPOLIS, IN
Past
May 7, 2003 - November 21, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
GREENWOOD, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD
CRD#: 105303 / SEC#: 801-20692
RIA
Registered Investment Advisory firm - (2/7/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(12/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD
CRD#: 105303 / SEC#: 801-20692
RIA
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Contact information
Main Address
11711 North Meridian Street Suite 600, Carmel, IN 46032
Mailing Address
P. O. Box 80238, Indianapolis, IN 46280-0238
Phone number
(317) 843-5678
Established
Firm type
Fiscal year end
# of Employees
154
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,467 |
| AUM (Assets Under Management) | $ 19,650,381,670 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/16/2025 | ||
| 03/28/2025 | ||
| 03/15/2024 | ||
| 03/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
