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Richard Ascher

WEALTH MANAGEMENT ADVISORS
Livingston, NJ
Some features on this profile are disabled
CRD#: 4639869
RA

Professional summary

Richard Ascher is a registered financial advisor currently at WEALTH MANAGEMENT ADVISORS, LLC located in Livingston, New Jersey.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Richard has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Ascher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2018 - Present

WEALTH MANAGEMENT ADVISORS, LLC

RIA
CRD#: 125615
Livingston, NJ
Past

March 23, 2015 - December 31, 2017

WEALTH MANAGEMENT ADVISORS, LLC

RIA
CRD#: 125615
LIVINGSTON, NJ
Past

May 20, 2003 - December 31, 2014

WEALTH MANAGEMENT ADVISORS, LLC

RIA
CRD#: 125615
FAIRFIELD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(7/13/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/26/2002
Uniform Investment Adviser Law Examination

Current Firm

WM
WEALTH MANAGEMENT ADVISORS, LLC
SL INVESTMENT ADVISERS, L.L.C. | WEALTH MANAGEMENT ADVISORS, LLC

CRD#: 125615 / SEC#:

New Jersey
Registered Investment Advisory firm - (7/13/2018 Approved)
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Contact information

Main Address
Livingston, NJ
Mailing Address
Phone number
(973) 369-7910
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts33
AUM (Assets Under Management)$ 19,390,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH MANAGEMENT ADVISORS, LLC

CRD#: 125615Livingston, NJ

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